Author : Dr Stephen Bent University of California, San Francisco
2008-06-10
2008-06-10
I. What is Complementary and Alternative Medicine?
Complementary and Alternative Medicine (CAM) is variably defined but generally refers to medical
therapies and practices that are not commonly taught at medical schools
or available at major hospitals and clinics in the United States1, 2
(in contrast to “traditional” or “conventional” medicine, which refers
to therapies that are provided in most hospitals and clinics).
Sometimes complementary medicine is described as non-traditional therapies that are used in conjunction with traditional therapies (to complement their action), while alternative medicine is used to describe non-traditional therapies that are used in place of
(as an alternative to) traditional therapies. Practically speaking,
most non-traditional therapies are simply classified under the general
rubric: CAM therapies. A related term used in some settings is integrative medicine,
which highlights the belief that CAM therapies are best used when
integrated with (rather than replacing) conventional medical care.
II. What are the major types of CAM?
There
are many different ways to categorize CAM therapies. The National
Center for Complementary and Alternative Medicine (NCCAM – see: http://nccam.nih.gov/)
is the scientific branch of the National Institutes of Health that
provides research funding for CAM. It outlines four “domains” of CAM and
also describes “whole medical systems,” which refers to different
theories of medical practice (such as Traditional Chinese Medicine or
Homeopathic Medicine) that may involve several domains of CAM
treatments.
A. The Four NCCAM domains of CAM:
1) Mind-Body Medicine
– techniques used to “enhance the mind’s capacity to affect bodily
functions and symptoms,” including meditation, prayer, mental healing,
and therapies that use creative outlets such as art, music, and dance.
2) Biologically-Based Practices – products found in nature, such as herbs and vitamins, which may act similarly to drugs by affecting some biological pathway.
3) Manipulative and Body-Based Practices – practices such as chiropractic and massage that involve the manipulation of body parts.
4) Energy Medicine
– practices that are designed to affect proposed “energy fields”
surrounding the body (examples include qi gong, Reiki, and Therapeutic
touch), as well as the use of conventional electromagnetic fields to
affect diseases or symptoms.
Whole medical systems
may involve different types of therapies – for example, Traditional
Chinese Medicine (TCM) may involve the use of herbs, a change in diet or
routine, and acupuncture.
B. Passive vs. Active Therapies:
CAM therapies may also be categorized by the “level of involvement” of the patient into three main groups:
1) Dietary supplements: which are taken in a similar fashion to drugs (for example, chondroitin for knee pain or Echinacea for the common cold).
2) Passive therapies:
require the patient to visit a provider and receive some form of
treatment (examples include acupuncture, massage, chiropractic, and
certain forms of energy healing).
3) Active therapies:
require the patient to learn a technique or skill and practice that on
their own. Examples include diet, exercise, yoga, meditation, and stress
reduction techniques.
In
many ways, the “active” therapies are the most desirable, because they
provide the patient with a tool or skill that they can use indefinitely
and at low cost. Interestingly, although diet, exercise, meditation, and
stress reduction are sometimes viewed as CAM therapies, there is strong
scientific evidence that many of these “common sense” and “lifestyle
interventions” lead to marked improvements in the outcomes of many
conditions. However, they are often still viewed as CAM therapies, as
many hospitals and clinics do not provide programs that teach these
techniques.
III. Why do patients use CAM therapies?
Although
the use of CAM has likely been common for decades, the issue received
widespread media attention after the publication of two national surveys
(conducted in 1990 and 1997) that found that 33.8% of the population
(1990) and 42.1% of the population (1997) reported using a CAM therapy
in the past year.1, 2 Perhaps even more surprising was the
fact that the total visits to CAM providers in 1997 numbered 629
million, which exceed the number of visits to all US primary care
physicians; in other words, the population at large was seeing CAM
providers more commonly than traditional physicians! Also, the
out-of-pocket expenditures for CAM therapies in 1997 were estimated to
be $27 billion, which was comparable to the out-of-pocket expenditures
for all physician services in the US. These landmark studies shed light
on the fact that almost half of the population was using CAM therapies,
and that patients were contributing similar amounts of their own
financial resources to CAM and traditional care. These studies were a
major factor in the rising public interest and awareness of CAM,
reflected by the Congressional action to establish the National Center
for Complementary and Alternative Medicine at the National Institutes of
Health in October of 1998. NCCAM was charged with conducting research
into the safety and efficacy of CAM, providing training for scientists
to conduct research, and disseminating information about CAM to the public.
A separate national survey, conducted in 1998, sought to determine why people use CAM.3
Interestingly, this study found that most patients do not use CAM due
to dissatisfaction with conventional care, but rather because CAM was
more “congruent with their own values.” Use of CAM was more common in persons with:
1) more education
2) poorer health status
3) a self-described holistic orientation to health
4) a prior “transformational experience” that changed the person’s worldview
5) any of the following health problems: anxiety, back problems, chronic pain, urinary tract infections
6)
classification in a cultural group identifiable by their commitment to
environmentalism, feminism, or interest in spiritual and personal growth
psychology.
This
study and others have borne out the conclusion that the use of CAM is
particularly common among patients who have disorders that have not
responded well to traditional medical therapies. Examples include such
problems as chronic pain, psychiatric illness (anxiety, depression,
insomnia), gastrointestinal disease (abdominal pain, constipation,
diarrhea), or generalized complaints (fatigue, malaise) where a
significant percentage of patients have unsatisfactory outcomes. After
exhausting traditional options (for example, pain medicines, steroid
injections, or surgery for chronic back pain), many patients seek CAM
treatments to relieve symptoms.
IV. Which CAM therapies are most commonly used?
The
most recent and extensive national survey of CAM use was released in
2004 and involved a national sample of 31,044 interviews of adults over
the age of 18 in 2002.4 The most commonly used CAM therapies are shown in the attached figure (double-click figure for a larger view of the text).
When
prayer used specifically for health reasons was excluded, the study
found that 36% of adults had used some form of CAM therapy in the past
year. The most commonly used CAM therapy was natural products (18.9%),
which includes herbal medicines, functional foods (such as garlic), and
animal-based products (such as glucosamine). Deep breathing (11.6%),
meditation (7.5%), chiropractic (7.5%), yoga (5.1%), and massage (5.0%)
were among the most commonly used CAM therapies.
The
overall use of CAM (36%, excluding prayer) was lower than in the
national survey conducted in 1997 (which concluded that 42.1% of adults
had used CAM).1 This may reflect a true decline in the use of
CAM, or may be due to differences in survey design (including the use
of different definitions of specific CAM practices and differences in
the group of patients that were surveyed). Regardless, it is clear the
use of CAM is still very common in the United States.
V. Which CAM therapies are effective?
As
with any medical therapy, a determination of the efficacy of a specific
CAM therapy is based on a review of scientific evidence, which may come
in several different forms
A. Background on evaluating scientific evidence:
The
highest-quality scientific study for evaluating the efficacy of any
intervention (CAM or traditional) is the double-blind,
placebo-controlled, randomized trial. These studies create groups of
patients with similar characteristics (similar age, similar
socioeconomic status, similar severity of medical conditions such as
diabetes, heart disease, etc) by randomly assigning patients to a
treatment or control group. The use of double-blinding indicates that
neither the patient nor the persons conducting the study know whether
any given patient is receiving the “real” treatment or an identical,
inactive placebo treatment. Therefore, patients and study personnel
should not be influenced when judging whether they have improved
(because they do not know whether they are taking the active or the
placebo treatment). Once the study is completed, the investigators
“unblind” the data, and determine if patients in the active group
improved more or less than patients in the placebo group.
Unfortunately,
there have been few high quality randomized controlled trials conducted
on the vast majority of CAM interventions. A review of studies
examining the efficacy of CAM therapies concluded that most randomized
controlled trials in this field are of poor quality.5
Most
of the evidence regarding the efficacy of CAM interventions comes from
anecdotal reports (also known as case reports when they are published in
the medical literature). These reports generally describe a patient
(who for example, might have had severe back pain) who was given a CAM
treatment (such as acupuncture) and who improved. These reports provide
preliminary evidence that a therapy might be effective, but they are
extremely limited for several reasons:
1) Case
reports have no comparison group, so it is not clear whether similar
patients (or the same patient) would have improved without the
intervention (this problem is sometimes referred to as a lack of
information about the “natural history of the disease”).
2) Case
reports are not blinded, so both the patient and the person assessing
the outcome are aware of the treatment. This may lead to a biased
interpretation of the effect (for example, an acupuncturist might firmly
believe in the efficacy of the intervention, and might tend to
overestimate the effect). Also, the lack of blinding can lead to a
placebo effect, where the observed benefit is not due to the
intervention, but to an expectation of benefit (though one can certainly
argue that there is nothing wrong with a good placebo effect!).
3) Case
reports often involve one or just a few patients, and it is not clear
if they are representative of the larger group of patients who suffer
from similar conditions.
There
are many examples in traditional medicine where widely held medical
beliefs (based on case reports or other similar “observational studies”)
were later proven incorrect by the higher-quality randomized controlled
trials. For example, for decades it was well established medical
practice that when post-menopausal women were given estrogen, they
seemed to have less heart disease. It was not until several large
randomized controlled trials were conducted that it was discovered that
estrogen had no beneficial effects on heart disease.6
The original observations of benefit were likely due to the fact that
women who went to the doctor to get estrogen were more health-conscious
and did other things that reduced their risk of heart disease.
However,
it should also be mentioned that many of the most important scientific
discoveries originally came from case reports, and the value of case
reports to suggest important possibilities should not be underestimated.
For example, the phenomenon of a group of 11 men (who were either
homosexual or intravenous drug users) becoming immune deficient was
originally described in a case series.7 This “anecdotal” observation or case series led to the discovery of the AIDS virus.
Historical
use is often mentioned as an important consideration regarding the
efficacy of CAM interventions, many of which have been used for hundreds
or thousands of years. Unfortunately, historical use does not provide
strong evidence of efficacy, as it is essentially just a “very large
case series” and suffers from the same problems noted above.
For the vast majority of CAM therapies, there is little or no evidence to document efficacy. However, the lack of evidence should NOT be equated with a conclusion that a therapy is ineffective. In the absence of scientific evidence, there is an equal chance that any therapy will be beneficial or harmful.
Also,
each CAM therapy must be evaluated for efficacy for a specific
indication or medical problem. For example, it is too broad to ask the
question, “Is acupuncture effective?” and scientific evidence must be
more narrowly focused to answer a question such as, “Is acupuncture
effective for the treatment of chronic low back pain?”
B. Brief review of the evidence for efficacy for the most commonly used CAM therapies:
Herbs and other dietary supplements: Herbs and other natural products are the most commonly employed CAM therapies, used by 18.9% or roughly 1 in 5 adults in the US.4
The vast majority of these natural products are orally ingested,
although a small percentage is applied topically. A recent review
article examined the evidence of herbs’ efficacy from systematic reviews
(which are extensive reviews of all studies of a particular agent for a
particular indication). The results are summarized in the table below.8
Herb
|
Herbal Sales, 2001*
|
Common Use
|
Efficacy
|
1. Echinacea
|
6.5%
|
Common Cold
|
Inconclusive
|
2. Garlic
|
6.1%
|
Lowering Cholesterol
|
Likely effective, reducing cholesterol by 4-6%
|
3. Ginkgo biloba
|
4.2%
|
Dementia
|
Likely effective, with small benefit
|
4. Saw palmetto
|
4.2%
|
Urinary problems from enlarged prostate
|
Inconclusive
|
5. Ginseng
|
3.4%
|
Physical performance
|
Not effective
|
6. Grape seed
|
3.2%
|
Venous insufficiency
|
No evidence
|
7. Green tea
|
3.1%
|
Cancer
|
Limited evidence
|
8. St. John’s wort
|
3.0%
|
Depression
|
Likely effective for mild-moderate depression but not major depression
|
9. Bilberry
|
3.0%
|
Vision impairment
|
No evidence
|
10. Aloe
|
2.9%
|
Wound healing
|
Limited evidence
|
*Herbal sales refers to the percent of all herbal products sold in retail natural product stores in 2001.
Concerns with the use of herbal products:
- It has been estimated that there are approximately 20,000 herbal products available in the United States.9 The evidence for efficacy is very limited for the ten most commonly used herbs, and is extremely limited or non-existent for the remainder of the 20,000 herbal products.
- Consistency of the content of herbal products has been problematic. Herbs contain many different organic chemicals, and it is difficult to know which, if any of these components, have important biological effects. Even when specific active ingredients are identified, many studies have shown that the contents of these herbal products vary widely.8
- Safety studies of herbal products are also very limited (see safety, below). There have been many case reports of severe adverse effects, possibly due to active ingredients in the herbs, contaminants in the product, or resulting from interactions with drugs.
- The Food and Drug Administration has very limited oversight of herbs and other dietary supplements. Herbal products can be produced and marketed without FDA approval, and the manufacturer, not the FDA, is responsible for ensuring the safety of a dietary supplement. As a result, there are many herbal products that are contaminated with heavy metals, drugs, incorrectly labeled herbs, or incorrect doses of active ingredients.
- False and misleading marketing information is common with dietary supplements,10 which may give consumers unrealistic expectations of safety or efficacy.
Commonly used non-herb dietary supplements:
- Glucosamine and Chondroitin sulfate – there is ongoing controversy regarding the possible efficacy of glucosamine and chondroitin sulfate for the treatment of osteoarthritis of the knee. A recent systematic review concluded that the symptomatic benefit of chondroitin is minimal or non-existent.11 A large, high-quality randomized controlled trial found that the combination of glucosamine and chondroitin sulfate was not effective for the overall group of patients with knee pain, but that it was likely effective in the subgroup of patients with moderate-to-severe pain.12 Ongoing studies may shed more light on the question of efficacy for this supplement.
- Omega-3 fatty acids - there is strong scientific evidence from randomized controlled trials that the regular intake of omega-3 fatty acids (either from a diet high in fish or from the use of supplements) reduces the risk of heart disease. The American Heart Association now recommends that patients with heart disease take about 1 gm of long-chain omega-3 fatty acids per day.13 Dietary content of omega-3 fatty acids varies substantially. Fish is a major source, and a 3 gram serving of an “oilier” fish (such as tuna, sardines, salmon, mackerel, and herring) contains roughly 1 gm of omega-3 fatty acids. Plant sources of omega-3 fatty acids include flaxseed oil, canola oil, soybean oil, and certain nuts including walnuts. Numerous available supplements contain 1 gm of omega-3 fatty acids.
Bottom-line for herbs and other dietary supplements:There
are certainly many herbs that have active ingredients that are
potentially beneficial for treating certain disorders. It is estimated
that 1/3 of currently used drugs originally came from plants. However,
the current problems of poor consistency, safety concerns, scant data to
support efficacy, and inadequate oversight limit the usefulness of
herbal products. Certain non-herb dietary supplements such as omega-3
fatty acids have strong data to support efficacy. These products are
often simpler than herbs (and therefore easier to study), because they
have only one or a few components.
Passive therapies:
- Acupuncture –
- Acupuncture is a component of Traditional Chinese Medicine that dates back over 2,000 years and involves the insertion of small needles at specific points in the body. The use of acupuncture is based on the theory that there are patterns of energy flow through the body (known as Qi – pronounced “chee”), and that disease states are due to impaired flow of this energy. The use of acupuncture is believed to improve disease states and symptoms by restoring the normal flow of Qi.
- There is controversy regarding the efficacy of acupuncture for specific conditions. Some studies and reviews have concluded that acupuncture is effective for:
- post-operative and chemotherapy-induced nausea and vomiting
- post-operative dental pain
- other pain syndromes including menstrual cramps, tennis elbow, fibromyalgia, and back pain
· However,
a recent review of systematic reviews re-examined prior evidence, and
set a “higher bar” for establishing efficacy of acupuncture (requiring
at least 4 randomized controlled trials with valid outcome measures and a
total of at least 200 patients). This study concluded that there is
currently no robust evidence that acupuncture works for any indication.14
· A recent, large-scale, high-quality randomized controlled trial in 1162 patients with chronic low back
pain found that both acupuncture and a “sham” or fake acupuncture led
to a much larger percentage of patients improving compared with standard
treatment (47.6% of patients with “real acupuncture” and 44.2% of
patients with “sham acupuncture” improved compared to only 27.4% of
patients in the conventional therapy group).15
· Similarly,
a study in 1007 patients with osteoarthritis of the knee found that
both acupuncture and sham acupuncture led to higher success rates than
conventional therapy (53.1% success with acupuncture, 51.0% with sham
acupuncture, and 29.1% with conventional therapy).16 Conventional therapy refers to the use of anti-inflammatory pain medicines.
· Bottom line:
Acupuncture is almost certainly effective for back pain, knee pain from
osteoarthritis, and probably for other syndromes of chronic pain. The
mechanism of this benefit (and whether it is a placebo effect or a
physiological effect of the needle placement) is unknown.
2. Chiropractic –
- Although there are mentions of certain forms of spinal manipulations dating back centuries, modern chiropractic care began in the United States in 1895 when Dr. David Palmer established the profession and soon after founded the first school. Chiropractic practice grew in popularity, and chiropractors are now the third largest group of health professionals in the United States (after physicians and dentists). Chiropractors are licensed in all 50 states, and 45 states have state-mandated benefits for chiropractic care.17
- Chiropractic care is believed to act through corrections of malalignments of the spine (termed subluxations) through the use of spinal manipulation (called spinal adjustments). Chiropractic care may also involve advice about exercise, nutrition, and lifestyle changes.
- A systematic review of the efficacy of chiropractic care (spinal manipulation) for low back pain found that it was no more effective than general practitioner care, analgesics, physical therapy, or exercises.18
- Other reviews have found that there is insufficient evidence to support the efficacy of chiropractic care for asthma and menstrual cramps.19, 20
- One review found that chiropractic care may be effective for the prevention of migraine headaches.21
- Bottom Line: Despite the widespread popularity of chiropractic care, there is limited high-quality scientific evidence that it leads to improved outcomes for specific disorders.
3. Massage –
- Massage is commonly used by patients with disabling, painful, or terminal conditions, and has one of the highest physician referral rates of all CAM therapies. Research into the effectiveness of massage for specific indications is limited and complicated by the difficulties of designing appropriate control or placebo groups.
- There is strong scientific evidence that massage is effective for the relief of chronic back pain, and the benefit is greater than that found with relaxation, self-care, or acupuncture.22
- In pregnant women, massage of the perineal region 1-2 times per week has been shown to reduce the frequency of perineal trauma during childbirth. 22
- Massage of pre-term or low birth weight infants improves daily weight gain and may improve weight and reduce post-natal complications at 4-6 months. 22
- Current evidence is insufficient to determine if massage is effective for a variety of other indications, including cancer, asthma, fecal incontinence and constipation associated with neurological disorders, neck pain, tendonitis, and work-related upper extremity pain.
- Bottom Line – massage has been shown to be effective for chronic back pain, weight gain in low-weight infants, and prevention of perineal trauma during childbirth. Evidence for the efficacy of massage for other indications is limited.
4. Energy healing –
- Research investigating the use of therapies that are believed to modify energy fields surrounding the body (such as Reiki, Therapeutic Touch, and Healing Touch) is preliminary. These therapies are commonly used to treat anxiety, improve relaxation, achieve stress reduction, enhance wound healing, and to reduce pain.
- Bottom Line: Currently, there is insufficient scientific evidence to make conclusions regarding the efficacy of these interventions.
Active therapies:
1. Meditation –
- Meditation has been practiced for centuries in many different cultures throughout the world. While there are many different styles and practices of meditation, a recent review of all styles found the common theme of “achieving a well-defined state of thoughtless awareness focusing attention to the present moment and away from the unchangeable past or the undetermined future…”23
- There is promising, though not definitive evidence, that meditation may be helpful for epilepsy, menstrual cramping, menopausal symptoms, mood and anxiety disorders, autoimmune diseases, and emotional disturbances in patients with cancer.23 Further research is needed to define the potential benefits of this therapy.
2. Yoga –
- Yoga is an ancient practice that originated in India and literally means “union” in Sanskrit, referring to a union between the mind, body, and spirit. While the ancient practice of yoga involves many aspects of mental and spiritual well being, the modern practice of yoga often refers to the physical postures or poses designed to improve strength, flexibility, and balance. These are often coupled with deep breathing and relaxation or meditative techniques.
- There is strong scientific evidence that yoga is more effective than self-care for chronic low back pain, resulting in improved function and reduced pain.24
- There is preliminary evidence that yoga may be helpful for improving stress-related symptoms and quality of life in patients with cancer.25 Some evidence also suggests that yoga may be effective for the treatment of depression and anxiety.26, 27
3. Diet and Exercise –
- There are numerous studies documenting the health benefits of diet and exercise for a variety of conditions from reductions in death and disability from diabetes and heart disease to improvements in mood and overall quality of life. While these therapies may not be considered “complementary and alternative,” the traditional care environments (most clinics and hospitals) often do a poor job of providing access to these therapies and assisting patients to develop healthy diet and exercise practices. Therefore, many CAM practitioners devote more time and energy to emphasizing and implementing diet and exercise strategies. Hence, these therapies are often included in the CAM “umbrella” of services. There are many different forms of diet and exercise, and an analysis of particular strategies is beyond the scope of this review.
VI. Are CAM therapies safe?
There
are significant concerns about the safety and efficacy of herbs and
other dietary supplements and their potential to interact with
prescription medications. Many severe, life-threatening, and fatal side
effects to dietary supplements have been reported in the medical
literature. The unresolved problems of limited regulation, difficulty
creating consistent products, contamination, and little or no safety
testing for most dietary supplements creates great potential for side
effects from these products.8
There
is little information regarding the safety of most other CAM therapies
as well, though most appear to be relatively safe. Acupuncture is widely
used, but there have been only rare reports of any side effects, and
most of these are minor (fainting, minor bleeding, worsening of
symptoms). The standard use of disposable needles in this country has
reduced the concern over the risk of infection or disease transmission.28
Similarly, there are few concerns regarding the safety of massage,
although some patients will report pain or discomfort or worsening of
symptoms, particularly with more forceful treatments. Serious
complications of chiropractic care have also been reported only rarely,
and have been generally attributed to improper technique.28
One
of the greatest safety concerns with all CAM therapies is that the use
of CAM may delay the diagnosis or traditional treatment of a disorder
(which could ultimately worsen the outcome for some patients). For this
reason, patients are always encouraged to discuss CAM treatments (and
the symptoms or reasons that prompted their use) with their regular
clinical care provider. Unfortunately, only a minority of patients
discuss their use of CAM with the traditional care providers. This is a
complex problem that involves perceptions from patients that doctors
will not support their use of CAM as well as a lack of openness to
discuss and support the use of CAM therapies on the part of some care
providers.
VII. Resources to learn more and help decide whether to use a CAM therapy
1. National Center for Complementary and Alternative Medicine (NCCAM) –is
the Federal Government's lead agency for scientific research on CAM,
and is 1 of the 27 institutes and centers that make up the National
Institutes of Health (http://nccam.nih.gov/). NCCAM supports research and training and disseminates information to the public.
2. Natural Standard
– is a Web-based information service (subscription required) that
conducts extensive reviews of the safety and efficacy of CAM therapies
and provides summaries for both patients and clinical providers
(www.naturalstandard.com/).
3. Natural Medicines Comprehensive Database
– is a Web-based information service (subscription required) that also
conducts extensive searches of the medical literature and summarizes
information about natural products (dietary supplements) for patients
and clinical providers (www.naturaldatabase.com/).
4. Consumerlab.com – is
a Web-based information service (subscription required) that analyzes
the content of dietary supplements to determine if the label correctly
reports the actual ingredients and whether the products meet current
accepted standards for contents of specific products (www.consumerlab.com).
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